----------------------------Original message---------------------------- > Peter Hirtle, of SAA, has given me permission to post > this response of SAA regarding CONFU for digital images > to the ARLIS listserv. I apologize to all the dual > VRA-L and ARLIS-L readers. > Maryly Snow > > > > ______________________________________________ > > Peter B. Hirtle > > Manager, Digital Access Coalition phone: 607/255-3530 > > 2B Kroch Library fax: 607/255-9524 > > Cornell University e-mail: [log in to unmask] > > Ithaca, NY 14853-5302 > > ______________________________________________ > > All opinions expressed are my own, and not those of my employer. > > > > > > Educational Fair Use Guidelines for Digital Images: > > Response of The Society of American Archivists > > to the Draft Guidelines Developed by the > > Conference on Fair Use > > > > > > The Society of American Archivists (SAA) has been monitoring > > with interest the work of the Conference on Fair Use (CONFU) > > to develop guidelines for the fair ue of digital images. > > The SAA has hoped that the guidelines as they developed > > would come to respect the requirements and needs of the > > archival profession. While there has been improvement > > through the several drafts, the draft version dated 11/6/96 > > is still far from acceptable. Unless radical changes are > > made to the proposed guidelines, the SAA most likely will > > not endorse the guidelines, nor will it advise individual > > archivists to follow them. > > > > Archivists manage millions of textual, visual, and > > electronic records found in a variety of governmental, > > institutional, academic, and corporate archives. It is the > > position of the SAA that archival resources should be > > broadly accessible via the nation's information > > infrastructure. 1 The SAA would welcome, therefore, fair use > > guidelines that advance education, increase societal > > understanding, and simplify the task of making archival > > material accessible via electronic networks. The proposed > > guidelines fail to help the archival profession in any of > > these areas, and work instead against the profession's most > > fundamental goals. > > > > The SAA's general objections are as follows: > > > > 1. It is premature to develop fair use guidelines for digital > > materials. > > > > Both network technology and the digital marketplace are in > > rapid evolution. Consequently, there is a strong likelihood > > that guidelines established now will prove to be > > inappropriate for the emerging digital environment, or may > > actively inhibit the desirable growth of archival > > information resources on electronic networks. It is the > > position of the SAA that until the network environment > > becomes more settled, it is better to follow the principles > > behind existing copyright law, and in particular the right > > of citizens to make fair use of material. Documents such as > > the proposed guidelines, which, under the guise of > > facilitating fair use, actually create an environment that > > is restrictive and inhibiting of research and education, > > should especially be disavowed. > > > > > > 2. The scope of the proposed guidelines is too broad. > > > > The draft guidelines appear to have been written with the > > needs of a very specific community in mind - slide libraries > > built on commercial products - but the language in the > > guidelines is exceptionally broad. The title, for example, > > suggests the guidelines apply to "digital images;" at other > > points the document talks of "visual images" and "visual > > resource collections." In archival practice, however, > > "digital image" covers much more material than is envisioned > > in the document. A scan of a George Washington letter, for > > example, is a digital image. The guidelines as written > > suggest that an archives would need to identify and secure > > from the owners of the copyright in that letter permission > > to make the scan available - an impossible task. > > > > In addition to holding billions of textual documents that > > could be converted to digital form, archives are major > > repositories for "visual images" and "visual resource > > collections." Millions of analog images are found in the > > visual collections in archives. These images are frequently > > unpublished or are without attribution, and are still > > technically under copyright. Much use of the material can > > be made under existing fair use guidelines, but the draft > > guidelines as written would make similar use of digitized > > versions of these images impossible. > > > > At the very least, the draft guidelines should be retitled > > and restructured to accurately reflect their true narrow > > scope: the digitization of fine art and architecture slide > > libraries builproduced, copyrighted material. > > > > 3. The guidelines may become the de facto definition of > > acceptable fair use. > > > > While the guidelines concede that there may be uses that > > exceed the guidelines and yet still constitute fair use, > > nevertheless, it is likely that the guidelines if adopted > > will become the maximum acceptable use (much as the CONFU > > guidelines limit most library photocopying). It is > > imperative, therefore, that when fair use guidelines are > > issued, that they be as comprehensive as possible. The > > draft guidelines neither help solve the very real management > > problems of archivists responsible for millions of visual > > images, nor do they facilitate the use of these images in > > education. > > > > There is great danger that these guidelines, drafted to > > assist a small, specific community, may be widely applied to > > other research materials, to the detriment of research and > > education. > > > > 4. The proposed guidelines needlessly restrict the > > definition of fair use. > > > > The proposed guidelines often needlessly inhibit, rather > > than enable, fair use of copyrighted material. The > > guidelines, for example, suggest time frames during which > > repositories can seek the permission of copyright owners to > > continue to make digitized materials available > > electronically, and "remind" their audience that permission > > must be sought simultaneously with digitization. There > > should be no automatic time limit on the fair use of > > copyrighted material. A use permitted under the fair use > > provisions of the copyright law may continue to be fair use, > > regardless of how many times or for how long it is used. > > Furthermore, the purpose of fair use is to permit > > socially-beneficial use of copyrighted material without the > > copyright owner's permission. > > > > 5. Copyright owners, and not users, have the responsibility > > to enforce copyright. > > > > While all users should be respectful of copyright, it is > > primarily the responsibility of the copyright owner to > > investigate and prosecute violation of copyright. The use > > of network technology should make this search and discovery > > process easier, not harder. Nevertheless, the draft > > guidelines put the onus of protecting the rights of > > copyright owners on the repository that wishes to distribute > > material via networks. It would have been much more useful > > if the guidelines had offered guidance on when it is > > appropriate to seek permission from the copyright owner, > > rather than insisting that educational institutions must > > always do so. > > > > 6. Guidelines should not be limited to secure campus > > networks. > > > > The draft guidelines discuss the use of images on the > > institution's secure local network, including the delivery > > of thumbnail images. However since, as the guidelines note, > > thumbnails have "no intrinsic commercial or reproductive > > value," it should be possible to distribute these freely > > over an open network for educational or non-commercial > > purposes under existing fair use provisions of the copyright > > law. Furthermore, many governmental and private archives > > wish to make material available for research and scholarly > > use, and yet their user community may not be confined to an > > institutional local network, but may be found anywhere in > > the world. Provisions limiting display to a secure local > > network for these institutions are meaningless. > > > > More fundamentally, the explicit prohibitions against > > distributing digital images beyond an institution's secure > > local network found in the guidelines will work to stifle > > both the commercial and non-commercial development of > > digital images. If unable to share digital images, > > institutions will be forced to spend limited funds to > > digitize material that may have been digitized by a > > comparable institution, leaving less money for the purchase > > of digital collections from the vendors. > > > > For archival holdings, the amount of use that could be > > generated within one institution would seldom warrant any > > digitization. Alternatively, unworkably-small portions of > > historical collections might be made available digitally, > > leading to those portions being delivered or received > > out-of-context. It would also increase the risk of > > subjectivity in the selection for digitization process. > > > > Even if substantial portions of an institution's archives > > were digitized, under the guidelines usersto an institution > > to use the digitized materials on the institution's secure > > local network, defeating in a large part the rationale for > > digitizing. Moreover, certain potential users of > > unpublished archival and museum materials, such as > > schoolchildren, may not for security reasons be permitted > > access to the physical materials and hence need in-classroom > > digital access. Limiting access to institutional local > > networks would impede the development of collaborative > > (multi-institutional) digital information, research, and > > educational environments where materials might be collated > > in new ways, leading to the furtherance of knowledge > > development. > > > > Statement adopted by SAA Council November 12, 1996. > > > > 1. Society of American Archivists, "Critical Archival > > Concerns and Interests in the Development and Implementation > > of the National Information Infrastructure," June 4, 1995 > > (published in Archival Outlook, July, 1995). > > > > > -- > Maryly Snow > Architecture Slide Library > UC Berkeley > [log in to unmask] > 510-642-3439 >